Why we have public hearings and how to participate
The following describes the public hearing process which includes:
~ the initial examination of an application,
~ the location(s) where the application documents may be viewed,
~ where hearings are to be held,
~ the roles of Commission Counsel and staff,
~ the sequence of procedures to be followed at the hearing, and
~ the final issuance of a decision by the Commission.
Contents:
Types of Public Hearings
Alternative Dispute Resolution/Negotiated Settlement Process
The First Step
Order and Notice of Public Hearing
Location of the Hearing
Availability of the Application
Information Requests
Interventions
Commission's Counsel
Commission Staff
Record of the Proceedings/Court Reporters
Sequence of Procedures at the Public Hearing
The Decision
Types of Public Hearings
The Commission
considers major applications through oral or written public hearings. Such
applications include revenue requirements, rate design, certificates of public
convenience and necessity (for significant new facilities or additions by
utilities), and reviews assigned by the Lieutenant Governor in Council.
Hearings may also be initiated by the Commission in response to a complaint by a
customer or an affected third party.
Alternative Dispute Resolution/Negotiated Settlement Process
Since the
inception of the Alternative Dispute Resolution process in 1994, many utility
applications have been resolved using this alternative method of reviewing
utility filings. This process has led to a significant decrease in the number
of oral public hearing days (see page 78 - 2001 Annual Report) and related
costs. Guidelines outlining the Negotiated Settlement Process were issued by
the Commission in January 1996 and last updated in January 2001. The Commission
continues to explore different methods of regulation that offer alternatives, or
are complementary to its oral public hearings. While not all applications made
to the Commission are suited to the Alternative Dispute Resolution/Negotiated
Settlement Process, a pre-hearing negotiation may be used to reach agreement on
issues that traditionally would be examined at a public hearing. As a result,
the settlement of certain issues can significantly reduce hearing time and
costs. The Commission
can also decide if a written public hearing process will lead to a more
efficient decision on a utility application.
The First Step
Consideration of
an application is initiated when a utility files such a document with the
Commission Secretary. Once an application is filed, it becomes a public
document and may be viewed by the general public. A utility will normally make
available copies of the application documents in its district offices for public
inspection. Applications can sometimes be reviewed in local community public
libraries.
Order and Notice of Public Hearing
Once a
decision has been made to hold an oral public hearing the Commission issues an
Order and Notice of Public Hearing which is published in local newspapers in the
service area of the utility.
This Order
starts the oral public hearing process and contains information such as
location, starting date, and key filing dates. The Order often includes a list
of issues that will be considered.
Location of the Hearing
The Commission
endeavours to conduct oral public hearings in locations where the public is most
affected by the Applicant’s request. Hearings may be held in different
locations to accommodate local public interest in the service area of the
utility. All Commission conducted hearings are open to the public.
Availability of the Application
The hearing
Order and Notice advises the public where the application may be examined,
including relevant documents. The locations include the Commission’s office,
the head office of the Applicant at major district offices serving
utility customers, at public libraries in its service area, and web sites of the
Commission (www.bcuc.com) or the Applicant.
Information Requests
Persons
requiring additional information from the Applicant can make such a request
prior to the commencement of the public hearing. The Applicant will then be
required to respond.
Interventions
An
intervention is a document sent to the Commission to express an intention to
participate in a public hearing. It may take the form of a formal legal
submission, a position statement, or a hand-written letter submitted by a
concerned customer. It is to be received by the Commission Secretary before the
deadline stated in the hearing Order.
Letters of Comment
The Commission also received correspondence from the public commenting on the
application, but who do not wish to participate in the hearing process. These
letters are entered into the official record as part of an Exhibit as a letter
of comment from an interested party.
Commission's Counsel
Commission
Counsel has two main functions: (1) to advise the Commission Panel on legal
matters and the conduct of the hearing; (2) to cross-examine the Applicant and
intervenors in order to bring out clearly the evidence needed for the Commission
Panel to arrive at a decision.
While the
oral public hearing procedures may initially seem overly formal, most public
participants quickly become comfortable and effective intervenors. In that
regard, it is important to recognize that legal representation is not necessary
for an effective intervention. Interested individuals and organizations usually
become adept at preparing and defending evidence, as well as cross-examining
witnesses.
Commission Staff
The main role
of the staff is to brief Counsel for cross-examination. Staff are also
available to assist intervenors when requested.
Record of the Proceedings/Court Reporters
The Commission
makes verbatim transcripts for many public hearings. Transcripts are available
free of charge from the court reporters, or are available for viewing in the
Commission’s Library in Vancouver or in the Resource Room while the hearing is
underway.
Sequence of Procedures at the Public Hearing
The
Commission’s public hearing process is relatively formal and is similar to that
of a court. Testimony is provided by witnesses under oath or affirmation.
Witnesses are subject to cross-examination. While most intervenors are
represented by counsel, it is by no means essential for participants to have
their own lawyer. It has often been the case that full participation has been
made by members of the public who are not familiar with the process.
A pre-hearing
conference conducted by Commission staff is sometimes held to resolve procedural
questions before the start of the oral public hearing and in some cases to
clarify the scope of the hearing.
At the
commencement of the oral hearing the Chairperson of the Commission Panel makes a
brief opening statement on the application and make-up of the Panel. Next, the
Applicant files proof of having complied with the Commission’s requirements for
publication of the hearing notice and service of copies of the application on
various parties.
The Applicant
then presents its case through a series of witnesses or witness panels. After
the Applicant’s counsel has completed examination of each of the Applicant’s
witnesses or panels, each intervenor in turn is given the opportunity to
cross-examine those witnesses. Commission Counsel usually cross-examines last.
The Panel may then ask questions. The Applicant is given an opportunity to
re-examine his witness. Intervenors may then present their own evidence through
one or more witness panels. These panels can also be cross-examined.
After all
parties have presented their evidence, the hearing enters the “final argument
stage”. The Applicant’s argument is presented first; argument from the
intervenors follows. Finally, the Applicant is given an opportunity to present
reply argument. The Commission will decide whether to have final argument by
way of oral presentations at the hearing, or in writing. Intervenors and the
Applicant are given a deadline for written argument.
Once all
argument is finished the Panel considers the evidence and make its decision.
The Decision
The Hearing is
concluded when the Commission Panel issues its decision on the application. The
decision is based only on the evidence presented during the public hearing
process. Decisions of the Commission are available free of charge upon request
and are sent to all participants in the public hearing.
The Decision
and documents filed in the proceeding can be downloaded from our Web Site.
Commission Contact
For further information, please contact the Commission Secretary as follows:
Mail to:
The Commission Secretary
British Columbia Utilities Commission
Box 250, 900 Howe Street
Vancouver, BC V6Z 2N3